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audit-findings-tracker

Manage the full lifecycle of external audit findings — from fieldwork adjustments through management responses to the signed audit opinion. Ensures every finding is documented, responded to, and resolved before the opinion is issued.

  • Area: Finance
  • Category: finance
  • Level: beginner
  • Input: data
  • Output: spreadsheet
  • Setup: none
  • Roles: Finance Manager

Tracks audit adjustments, management letter points, and audit opinion status across an external audit engagement.

How you ask

  • “Proposed audit adjustment”
  • “Management letter point”
  • “Open findings”

Inputs

  • engagement — Active audit engagement record — finding is logged against it.
  • finding_details — Description, account affected, proposed debit/credit, risk level
  • engagement — Active audit engagement record.
  • opinion_type — unmodified | qualified | adverse | disclaimer
  • signed_date — Signed date used to record the final opinion type and sign-off date

Outputs

  • closed-engagement (markdown)
  • conversation
  • dashboard (markdown)
  • management-letter (markdown)
  • updated-engagement (markdown)
  • {scope.finance.audit}/AUD-{YYYY}-management-letter.md
  • {scope.finance.audit}/AUD-{YYYY}.md